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The Neuropsychological Efficacy of Ginkgo Preparations in Healthy and Cognitively Intact

Printable PDF Version

Adults: A Comprehensive Review

HerbalGram. 2005;67:43-62 American Botanical Council
by W. David Crews, Jr., PhD, David W. Harrison, PhD, Melanie L. Griffin, Katherine D. Falwell, Tara
Crist, Lesley Longest, Laura Hehemann, and Stephenie T. Rey

Introduction

In recent years, there has been increased interest in the utilization of ginkgo (Ginkgo biloba L., Ginkgoaceae) leaf standardized extract (GBE) for the treatment of dementia and cognitive impairment. Much of this interest has undoubtedly been related to the growing number of research studies and clinical trials that have demonstrated the potential efficacy of GBE in the treatment of such disorders. While a
detailed, systemic review of these studies is beyond the scope of this paper, a recent Cochran Review1 of 33 randomized, doubleblind, controlled trials that examined the effects of GBE on individuals with acquired cognitive impairment (including dementias) concluded that GBE was associated with “promising evidence of improvement in cognition and function.” Similarly, there is also a growing body of published research that has focused on the potential efficacy of GBE in enhancing the neuropsychological processes of “healthy”
adults and those who are not experiencing (or without evidence of) notable cognitive difficulties (i.e., cognitively intact individuals). Canter and Ernst2 authored a review of the effects on cognitive functioning in healthy persons in 2002; however, there appears to be an absence of more recent reviews that have
focused solely on such published studies of GBE. Thus, the purpose of this paper is to provide a comprehensive review of the published scientific literature (through September 2004) that has examined the efficacy of GBE(and unspecified preparations of ginkgo in one study) in healthy and cognitively intact
persons.

The studies reviewed in this paper are divided into 2 categories: acute studies and short- to long-term
studies. Acute studies were defined as the administration of GBE to healthy/cognitively intact adults for
2 days or less. Short- to long-term studies were defined as the administration of GBE to healthy/
cognitively intact adults for a minimum of 5 days and up to 2 or more years. This review contains the
following sections: Methods, Acute Studies, Summary of Acute Studies, Short- to Long-Term Studies,
Summary of Short- to Long-Term Studies, and Conclusions and Directions for Future Research.

Method

Using the key words Ginkgo biloba and Cognitive (or Cognition), Ginkgo biloba and Memory, Ginkgo
biloba and Healthy, Ginkgo biloba and Cognitively Intact, the authors of this paper conducted
comprehensive literature searches in September 2004 of the following databases: PubMed (entire
database through September 2004) and PsycINFO (entire database through September 2004). All articles
obtained via these searches were also reviewed for additional, related articles that addressed the efficacy
of ginkgo in healthy and cognitively intact persons. Published studies were selected for inclusion in this
review if they utilized only “healthy” and/or “cognitively intact” adult participants, and if they employed
one or more outcome measures that assessed the efficacy of ginkgo on some aspect(s) of
neuropsychological functioning. It should be noted, however, that trials which involved the
administration of GBE in combination with other agents, such as Asian ginseng (Panax ginseng C.A.
Meyer, Araliaceae) root extract, 3-5 or bacopa (Bacopa monnieri [L.] Pennell, Scrophulariaceae)6 were
not included in this review due to the inability to separate the specific effects of GBE from the other
phytomedicinal preparations.

Acute Studies

A total of 7 published studies were found which have examined the acute neuropsychological effects of
GBE in healthy individuals. (Acute studies were defined as the administration of GBE to healthy/
cognitively intact adults for 2 days or less.) Table 1 [download Table 1, pdf file] on page 54 provides an
overview of these studies, which are listed in chronological order. Table 2 [download Table 2, pdf file]
provides summaries of the proprietary GBE preparations and Table 3 [download Table 3, pdf file]
provides outcome measures utilized in the investigations (see pages 56 and 57, respectively). Subhan and Hindmarch7 were among the first to investigate the acute effects of GBE in healthy
volunteers. In particular, 8 healthy female participants received 3 different doses (i.e., 120, 240, and 600
mg) of GBE [TanakanA8/TeboninA8, Dr. Willmar Schwabe Pharmaceuticals GmbH & Co., Karlsruhe,
Germany] or a matching placebo via a randomized, double-blind, crossover design. A battery of
psychological tests was administered one hour after each treatment (see Table 1 for a listing of the
specific tests utilized). Among the extract doses and 4 outcome measures utilized in the study,
participants exhibited significant improvement in their memory scanning abilities (a decrease in
response latency on the Sternberg technique) following ingestion of 600 mg of GBE, as compared to
placebo. The authors indicated that these results were suggestive of an effect of GBE on the serial
comparison stage of the reaction process on the Sternberg task.

Similarly, Hindmarch8 reported in a French journal the results of an investigation involving 8 healthy
female volunteers that appears strikingly similar, if not identical, to the one previously co-authored by
Subhan and Hindmarch.7 As noted in Table 1, the sample characteristics (i.e., size, gender-makeup,
mean age and age range), study design, duration of treatments/assessments, GBE composition and doses,
and outcome measures utilized appeared identical in both studies. Furthermore, the results across the 2
studies appeared identical, as the Hindmarch8 study also indicated significant improvements in aspects
of participants’ short-term memory processes, as assessed via the Sternberg technique, 1 hour after
ingestion of 600 mg of the GBE (TanakanA8), versus placebo. Similar to the Subhan and Hindmarch7
study, no significant effects were found for any of the other extract doses or assessment measures.
In another investigation published in a French journal, Warot and colleagues9 evaluated the acute
efficacy of 600 mg of 2 GBE preparations (GinkgoA8 and TanakanA8), versus a placebo, on the
psychomotor and memory performances of 12 healthy female participants via a double-blind, placebocontrolled design (see Table 1 for a listing of the specific tests utilized). Psychological testing was
completed before and 1 hour after the ingestion of each dose. Although no significant improvements
were noted for the GBE treatments on any of the tests and measures utilized, as compared to baseline,
participants’ scores for image recall (picture recall) remained relatively unchanged during the
TanakanA8 trial, but decreased under the placebo and GinkgoA8 conditions.

Rigney, Kimber, and Hindmarch10 appeared to be among the first to include healthy males in an
examination of the efficacy of acute doses of a GBE [Ginkgo Special Extract LI 1370; Lichtwer Pharma,
Berlin, Germany] on memory and psychomotor performances. Specifically, their study compared 4
doses of GBE (i.e., total doses of 120, 150, 240, and 300 mg/day), versus placebo, for 2 days via a
randomized, double-blind, placebo-controlled, 5-way cross-over design in a sample of 36 asymptomatic/
healthy volunteers (i.e., 22 males, 14 females). Psychometric test batteries were administered across the
2 days of each treatment prior to GBE ingestion and then hourly until 11 hours post-dosing (see Table 1
for a listing of the specific tests utilized). Findings indicated that on the Sternberg short-term memory
scanning task, participants exhibited significantly faster reaction times for both 120 mg and 300 mg of
GBE, as compared to placebo, on each of the 2 days of the study. Participants receiving 240 mg of GBE,
versus placebo, displayed significantly faster performances on the second day of the trial. It was noted that this enhancing effect was most evident for those taking the 120 mg dose of GBE and most
pronounced for the oldest age group (i.e., 50 to 59 years). Although no significant treatment effects were
observed on immediate and delayed word recall tasks, both 120 mg and 240 mg increased the overall
number of words recalled during the immediate recall task, with a more pronounced increase noted for
the 120 mg dose. On the Critical Flicker Fusion (CFF) task, although an overall treatment effect was
significant, none of the GBE doses produced effects that differed significantly from placebo. Participants
who received 120 mg of GBE, however, exhibited higher CFF thresholds, as compared to all other
treatments and placebo, and their performances were significantly higher than those who ingested 240
mg of the extract. No other significant treatment effects were observed for any of the remaining outcome
measures. Overall, Rigney and associates10 indicated that their results were very similar to those of
Subhan and Hindmarch7 which also found improved performances on the Sternberg memory scanning
task, but no significant results on the CFF, choice reaction time, or subject ratings of arousal measures. It
was noted, however, that as compared to the Subhan and Hindmarch7 study, the Rigney and associates10
findings suggested that (1) a much lower dose of GBE (i.e., 120 mg versus 600 mg) resulted in the most
cognitive enhancement (e.g., working memory), (2) the effects of GBE may be dose dependent, but not
necessarily in a linear dose-related fashion, and (3) such enhancing effects were more likely to be
displayed by individuals 50 to 59 years old.

The dose-dependent cognitive effects of acute GBE administration in 20 healthy young adults were also
examined by Kennedy and colleagues11 via a double-blind, placebo-controlled, multi-dose, balanced,
crossover design. Participants were administered 3 different doses (i.e., 120, 240, and 360 mg) of a
standardized GBE [GK501; Pharmaton, SA, Lugano, Switzerland] or a matching placebo. The cognitive
performances of the participants were evaluated via a tailored version of the Cognitive Drug Research
(CDR) computerized assessment battery immediately prior to, and again at 1, 2.5, 4, and 6 hours after,
each dose. Four cognitive performance factors, derived via factor analysis of the CDR battery’s subtests
(i.e., speed of attention, accuracy of attention, quality of memory, and speed of memory factors), were
utilized as the primary outcome measures. The findings indicated significant improvements on the speed
of attention factor for the 2 highest GBE doses (i.e., 240 and 360 mg) at time points 2.5, 4, and 6 hours
post-dose. For the quality of memory factor, significantly enhanced performances were exhibited by
participants after ingestion of 120 mg of GBE at both 1 and 4 hours post-dosing, as compared to
placebo. A similar positive trend was also noted for the 240 mg dose of GBE for the same post-dosing
time points. For the speed of memory factor, significantly enhanced speed was demonstrated on memory
tasks after the administration of 360 mg of GBE at 2.5 hours post-dose, with positive trends also noted
for the 120 mg and 360 mg at 6 hours post-dosing. Alternatively, a significant reduction in speed of
memory was noted for the 240 mg dose of GBE, versus placebo, at 4 hours post-dosing and this dose
was noted to “under-perform” the other doses on the speed of memory factor at all post-dose time
points. Similarly, on the accuracy of attention factor, a significant decrease in accuracy was noted for the
240 mg dose of GBE at 1 hour post-dose. No significant treatment effects were found on 3 mood factors
(i.e., alertness, contentedness, or calmness) derived from the Bond-Lader visual analogue scales. Taken
together, the authors noted that (1) cognitive enhancement following administration of GBE was most
evident in participants’ increased speed of performance on tasks assessing attention and (2) such effects
appeared both dose and time dependent (i.e., significant improvement seen only at the 2 highest doses
and at the 3 later time points). A different pattern of effects was also noted on the quality of memory factor with significant enhancement observed for the lowest dose (i.e., 120 mg) at 1 and 4 hours postdose,
with similar trends apparent for 240 mg at the same time points.

Similarly, Scholey and Kennedy12 documented the findings of 3 studies that examined the acute, dosedependent cognitive effects of GBE [GK501; Pharmaton, SA, Lugano, Switzerland], Ginseng extract
[G115; aka GinsanaA8, Pharmaton, SA, Lugano, Switzerland], and a combination of the 2 extracts via
double-blind, placebo-controlled, balanced, crossover designs. For the purposes of this paper, only the
study involving doses of GBE will be reviewed. The GBE study involved a total of 20 healthy young
volunteers who were each administered 3 different doses (120, 240, and 360 mg) of GBE or a placebo
on separate days. The participants completed 2 computerized serial subtraction tasks (i.e., Serial Threes
and Serial Sevens) at each pretreatment baseline and again after 1, 2.5, 4, and 6 hours post-dose.
Findings indicated that all 3 doses of the GBE, as compared to placebo, resulted in significant increases
in the number of Serial Threes subtractions at the 4-hour post-dosing testing session. A significant
increase in Serial Threes subtractions was also observed 6 hours after ingestion of the 240 mg dose of
GBE. In contrast, 4 hours after the administration of 120 mg of the GBE, significantly more subtraction
errors were noted on the Serial Threes task. For the Serial Sevens task, while no significant differences
were noted in the total number of subtractions for any of the doses of GBE, all doses resulted in
significantly fewer errors at 2.5 hours post-dose, as compared to placebo.

When literature searches were conducted for the present paper, the most recent study of the acute
cognitive effects of GBE was conducted by Nathan and associates,13 which involved an examination of
the phytomedicinal product on the memory functioning of 11 healthy “older” adults. In particular,
participants were administered 120 mg of GBE [GinkgoforteAA; Blackmore’s Ltd., Balgowlah, NSW,
Australia] or a placebo during separate sessions via a repeated measures, double-blind, placebocontrolled
design. During each treatment condition, participants were administered a series of memory
tests from the Cognitive Drug Research computerized assessment system and the Rey Auditory Verbal
Learning test at pretreatment baseline and again at 90 minutes post-dose. No significant acute effects of
120 mg of GBE were found for any of the memory tests utilized in the study. The authors indicated that
these findings were consistent with those of Subhan and Hindmarch7 and Kennedy and colleagues,11
which also demonstrated no acute effects of GBE on memory at a dose of 120 mg.

Summary of Acute Studies

As of September 2004, there have been a total of 7 published studies that have examined the acute
neuropsychological effects of GBE in healthy adults. (Acute studies were defined as the administration
of GBE to healthy/cognitively intact adults for 2 days or less.) Two of these studies (one published in
English7 and one in French8), however, appeared very similar, if not identical, particularly in terms of
such features as their sample characteristics, methodology/design, treatments/doses, and results.
The sample sizes used in the acute studies were relatively small and ranged from a low of 87,8 to a high
of 3610 participants. All but one10 of these reports examined more females than males, including 3
studies7,8,10 that involved only females. With the exception of 2 studies where the mean age of participants was 43.610 and 58.4613 years, the remaining acute studies of GBE utilized participants
whose mean ages fell between 19.9 and 32 years. While the majority of the acute studies involved
younger, versus older, participants who reportedly were “healthy,” only one of these investigations
appeared to include any objective measures to access levels of cognitive intactness.
All of the acute studies indicated that they employed double-blind, placebo-controlled, crossover/
repeated measure designs with the duration of their GBE treatments/assessments ranging from 1 hour
per dose7,8,9 to 2 days.10 In addition to a placebo, treatments involved the administration of various GBE
preparations that were identified as follows:
• Tanakan®/Tebonin®,
• EGb 761,
• Ginkgo®,
• Ginkgo Special Extract LI 1370,
• Ginkgo biloba extract GK501, and
• GinkgoforteTM.

Five of the acute studies7,8,10,11,12 evaluated multiple doses of GBE formulas, while 2 investigations9,13
utilized only a single dose. The doses of GBE used in these studies ranged from a low of 120 mg to a
high of 600 mg.

A diversity of outcome measures, assessing a wide range of neuropsychological processes, were
administered across the acute studies ranging from measures of reaction time and line analogue rating
scales, to computerized assessment batteries from which factor-derived scores were obtained. Among
the most common measures that were administered in these studies were the Critical Flicker Fusion,
Choice Reaction Time, Line/Visual Analogue Rating Scales, and Sternberg Memory tasks, as well as
tests from the Cognitive Drug Research computerized assessment battery.

Significant, positive neuropsychological effects of a GBE were found in 5 out of 7 acute studies (4 of 6
if the Subhan and Hindmarch7 and Hindmarch8 studies represent the same investigation). In particular,
higher doses (i.e., 240 and 360 mg) of an extract were shown to result in improvements on a factorderived,
speed of attention factor at 2.5, 4, and 6 hours post-dose and to significantly enhance a quality
of memory factor after the ingestion of 120 mg of the product at 1 and 4 hours post-dose.11 Furthermore,
while significant enhancement was found for 360 mg of the GBE at 2.5 hours post-dose for a speed of
memory factor, a significant reduction in this factor was observed for the 240 mg dose 4 hours after
ingestion.11 A significant decrease in an accuracy of attention factor was also noted for a 240 mg dose ofGBE 1 hour after administration.11 The authors acknowledged that these contrasting findings were not
readily interpretable.

Additional dose and time-dependent effects were found for a GBE in a study that utilized 2 computerized serial subtraction tasks.12 Specifically, single doses of 120, 240, and 360 mg of GBE were noted to significantly increase the number of Serial Threes subtractions (described as an attentional/
concentration task with a procedural learning element) 4 hours post dose, while a 240 mg dose increased
subtractions 6 hours after ingestion. In contrast, significantly more errors were made on the Serial
Threes task following 120 mg of the extract at 4 hours post dose. While no significant differences were
observed in the number of subtractions for any dose on a Serial Sevens task (reportedly involved in
central executive resources), significantly fewer errors were noted after 2.5 hours for all doses. Although
the precise interpretation of these observed effects remain somewhat difficult, the authors12 noted that
the results appeared broadly consistent with an improved “speed of attention” factor following GBE
administration that was found in their previous study.11

The acute, positive effects of a GBE were also demonstrated in aspects of participants’ high speed
scanning and retrieval from short-term memory processes (as assessed via the Sternberg Memory
Scanning task) after a single dose of 600 mg.7,8 Similar, positive Sternberg results were exhibited across
a 2-day period for 120 and 300 mg/day doses of a GBE and for a 240 mg/day dose of the extract on day
2.10 In contrast, no significant effects were found on the Sternberg task 1 hour after the ingestion of
single 120 and 240 mg doses of GBE.7,8 Two other acute studies, which administered either a 120 mg13 or 600 mg9 dose of a GBE, failed to find significant positive effects on the neuropsychological processes of healthy adults. In one of these studies,9 however, while no significant improvements were found for the GBE treatment on any of the tests and measures utilized, as compared to baseline, participants’ image free recall scores remained relatively unchanged during a trial of TanakanA8, but decreased under the placebo and GinkgoA8 conditions.

A diversity of factors may have contributed to the general absence of positive results in these 2
investigations. Specifically, upon comparison of the Warot et al9 study to the one conducted by Subhan
and Hindmarch7 (and Hindmarch8), which also administered a 600 mg dose of a GBE, the mean age of
participants in the Warot trial9 was almost a decade younger than the mean age of participants in the
Subhan and Hindmarch study.7 This factor, combined with the limited sample size and assessment
duration (i.e., 1 hour, which is shorter than the extract’s reported peak activity level(s) of 1.5 to 4 hours;
see American Herbal Pharmacopoeia, 200314) may have negatively impacted the results of Warot’s9
study. Furthermore, Nathan and colleagues13 utilized a small sample of participants whose mean age (x
= 58.46 years) was the highest of all the acute studies. They also limited their assessment duration to 90
minutes and administered a lower (i.e., 120 mg), versus higher, dose of a GBE which, when these factors
were combined, may have interacted synergistically to contribute to the study’s null findings. Taken together, the majority of studies that have examined the acute effects of GBE administration in
healthy adults have found the herbal compound to be efficacious in enhancing certain aspects of
participants’ neuropsychological functioning, particularly performances on tasks assessing attention,
memory, and speed of processing. While some of these studies have found the effects to be dose and
time-dependent, though not necessarily in a linear fashion, inconsistencies remain among the acute
studies that have been conducted to date. There appears to be a trend, however, among the limited
number of acute studies that have included different doses of GBE for positive neuropsychological
effects to be more closely associated with higher doses of GBE (i.e., > 240 mg) and/or longer treatment/
assessment durations (i.e., > 2.5 hours). (The limited number of acute studies that included different
doses of GBE is n = 4; i.e., if the Subhan & Hindmarch7 and Hindmarch8 studies represent the same data
set.)

Short- to Long-Term Studies

A total of 9 published studies were found which have examined the short- to long-term
neuropsychological effects of GBE/ginkgo in healthy/cognitively intact individuals. (Short- to long-term
studies were defined as the administration of GBE to healthy/cognitively intact adults for a minimum of
5 days and up to 2 or more years.) Table 4 [download Table 4, pdf file] on page 59 provides an overview
of these studies, which are listed in chronological order. Table 2 provides summaries of the proprietary
GBE preparations and Table 3 provides outcome measures utilized in the investigations (see pages 56
and 57, respectively).

Mix & Crews15 conducted the first known double-blind, fixed-dose, placebo-controlled, parallel-group
design study that examined the short-term (6 weeks) efficacy of GBE (EGb 761A8) on the
neuropsychological functioning of 48 generally healthy, cognitively intact, older adults (i.e., 55 to 86
years of age). Participants in this study were randomly assigned to receive 180 mg/day of GBE or a
matching placebo, and they completed a series of neuropsychological tests and measures both at
pretreatment baseline and again after 6 weeks of treatment (i.e., just prior to the termination of the
regimen). (See Table 4 for a listing of the specific tests utilized.) The findings from this trial revealed
that participants who received 180 mg/day of GBE (EGb 761A8) for 6 weeks exhibited significantly
more improvement on a task assessing speed of processing abilities (i.e., Stroop Color and Word Test
Color-naming task) by the end of treatment, as compared to placebo controls. Nonsignificant trends
favoring improved performances in the GBE group were also demonstrated on 3 of the 4 remaining
tasks that involved a timed, speed of processing component. Furthermore, no significant differences
were found between the GBE and placebo groups’ change in performance scores on any of the verbal or
nonverbal/visual memory measures included in the study. However, a nonsignificant trend, favoring the
GBE group, was evident by treatment end on the Wechsler Memory Scale-Revised Visual Reproduction
I subtest. Additionally, significantly more participants in the GBE group rated (via a self-report
questionnaire) their overall abilities to remember by treatment end as “improved,” as compared to
placebo controls.

Similarly, Stough and associates16 investigated the neuropsychological changes in 50 healthy participants over a 30-day trial of 120 mg/day of GBE [Blackmore’s Ginkgo Biloba Forte, Blackmore’s
Ltd., Balgowlah, NSW, Australia] via a randomized, double-blind, placebo-controlled design.
Participants were administered batteries of neuropsychological tests designed to assess a diversity of
cognitive variables both at pretreatment baseline and again following the 30-day treatment phase (see
Table 4 on page 59 for a listing of the specific tests utilized). The results indicated that the group
receiving the GBE exhibited significant improvements in speed of information processing (i.e., Working
Memory Speed), working memory (i.e., Digit Span Backwards), and memory consolidation (i.e., over
the 30-minute delay between presentations of the Rey Auditory Verbal Learning Test word list trials).
Furthermore, participants who were classified in a “low,” versus “high,” cognitive ability group (via the
Wechsler Adult Intelligence Scale-III Vocabulary subtest scores) exhibited significantly improved
scores on the Trail Making Test (Part A), which the authors attributed to the GBE. A significant number
of positive subjective effects were also reported by the GBE, versus the placebo, group; namely,
subjective feelings of cognitive clarity and self-reported improvements in memory and attention.
Conversely, no significant differences were found for negative side effects such as headaches and nausea.
In another study, Moulton and her colleagues17 examined the effects of 120 mg/day of Ginkgo biloba
[BioGinkgo 27/7, donated by Pharmanex, Inc., a division of NuSkin International, Provo, Utah] on the
memory processes of 60 healthy, young male volunteers over 5 consecutive days via a double-blind,
placebo-controlled, between-subjects design. On the fifth day of the study, after obtaining the GBE or
placebo treatment, a series of cognitive tests were administered to participants (see Table 4 for a listing
of the specific tests utilized). Results indicated that the group receiving the GBE, as compared to
placebo controls, failed to demonstrate significantly improved performances on any of the memory
measures. However, the Wechsler Adult Intelligence Scale-Revised Digit Span subtest results
approached significance, with a higher mean score observed in the GBE, versus placebo, group. The
authors acknowledged that factors such as the following may have contributed to the absence of
significant findings: utilization of young healthy participants, limited dosage (120 mg/day) and treatment
regimen (5 days), and the fact that baseline assessments were not administered to participants to which
their performances at the end of treatment could have been compared.
In an effort to expand upon their previous study 15 of GBE (EGb 761A8), Mix and Crews 18 published
the first known, large-scale clinical trial of the short-term efficacy of GBE on the neuropsychological
functioning of cognitively intact older adults (as assessed by the Mini Mental State Examination;
MMSE). Two-hundred and sixty-two community dwelling adults, 60 years of age and older, who
reported no history of dementia or significant neurocognitive impairments and obtained MMSE scores
of at least 26, were examined via a 6-week, randomized, double-blind, fixed-dose, placebo-controlled,
parallel-group design. Participants were randomly assigned to receive either 180 mg/day of EGb 761A8
or a matching placebo for 6 weeks and were administered a series of neuropsychological tests and
measures at pretreatment baseline and again after 6 weeks of treatment (i.e., just prior to the cessation of
the regimen). (See Table 4 for a listing of the specific tests utilized.) The primary findings of the trial
indicated that, compared to placebo controls, participants who received 180 mg/day of EGb 761A8 for 6
weeks exhibited significantly more improvement on (1) tasks (i.e., Selective Reminding Test) involving
delayed (30 minutes) free recall and recognition of noncontextual, auditory-verbal material, and (2) a
task (i.e., Wechsler Memory Scale-III, Faces II subtest) assessing delayed (30 minutes) recognition of visual material/human faces. It should be noted, however, that based on the significant difference found
between the 2 groups pretreatment baseline scores on this particular visual/facial memory task, this
result should be interpreted with caution. Additionally, of the 13 total neuropsychological outcome/
efficacy variables included in this study, the GBE group exhibited more improvement by treatment end
on 11 of these measures (includes both significant and nonsignificant results), as compared to the
placebo group. Supporting data for these objective, standardized, neuropsychological findings were
found via a subjective, Follow-up Self-report Questionnaire, in which participants rated changes in their
overall abilities to remember from pretreatment baseline to 6 weeks after the initiation of treatment.
Specifically, significantly more older adults in the GBE group rated their overall abilities to remember
by treatment end as “improved,” as compared to placebo controls, which was a consistent finding with
the investigators’ previous smaller-scaled GBE study.15 Taken together, the results from both the
objective, standardized neuropsychological tests and the subjective, Follow-up Self-report Questionnaire
utilized in this large-scale trial18 provided complementary evidence of the potential efficacy of
relatively short-term (6 weeks) utilization of GBE (EGb 761A8) in enhancing certain
neuropsychological/memory functions of cognitively intact older adults, 60 years of age and over.
Approximately 6 weeks after the online publication of the Mix and Crews large-scale clinical trial,18 the
results of a clinical trial conducted by Solomon and his colleagues19 were published. This trial
reportedly involved a 6-week, randomized, double-blind, placebo-controlled, parallel-group design using
120 mg/day of Ginkgo biloba extract [GinkobaA8, Pharmaton, Division of Boehringer Ingelheim,
Ridgefield, CT.]. In this trial, 230 generally healthy and cognitively intact (as assessed by the MMSE)
community-dwelling adults between 60 and 82 years of age were randomized in the study. Participants
were administered a series of neuropsychological tests and measures one day prior to beginning the GBE
or placebo treatment, and again, within 3 days of the end of the trial (see Table 4 on page 59 for a listing
of the specific tests utilized). Analysis of both the modified intent-to-treat sample (n = 219) and the fully
evaluable sample, which complied with the treatment regimen and returned for testing (n = 203),
indicated no significant differences between treatment groups for any of the outcome measures.
Furthermore, no significant differences were found between participants in the GBE and placebo groups
on a subjective, self-report measure of memory functioning or on a global rating scale by spouses,
relatives, and friends. It should be noted, however, that this study has not been free from controversy. In
particular, a diversity of questions/concerns and potentially problematic issues have been raised about
the study. These issues include the following: the reported utilization of both placebo capsules and GBE
tablets (that were likely not similar in appearance and which may have compromised/not maintained
blinding), questions concerning the appropriateness of the lead investigator (versus an independent
party) performing the randomization of participants, and the apparent baseline differences among several
outcome measures that were not accounted for in their analyses (see Arnold20 and Cott21 for detailed
reviews). Such concerns raise questions about the validity of the study’s overall findings and
conclusions. [Despite these potentially confounding methodological questions, the reported negative
outcomes of this trial received more media attention in the United States than probably any previous
clinical trial on ginkgo. The general message was that “ginkgo does not work.” The media apparently
failed to provide any qualification that this trial was performed on healthy adults, which distinguished it
from most of the trials previously conducted on cognitively impaired subjects, most of which reported
positive findings. —Editor’s note] In another study, Hartley and his colleagues22 examined the effects of GBE [Ginkyo One-A-Day tablets, (LI 1370), Lichtwer Pharma UK, Mere Park, Marlow, Bucks, UK] on cognition and mood in 34 healthy, post-menopausal women via a randomized, double-blind, placebo-controlled design. The women were administered a battery of cognitive tests and measures of mood and menopausal symptoms at baseline and again following 7 days of treatment (see Table 4 for a listing of the specific tests utilized). The results of the investigation revealed that the group treated with the GBE, as compared to placebo controls, performed significantly better on a matching-to-sample test of short-term nonverbal memory, as well as on a frontal lobe task involving mental flexibility/rule shifting (i.e., IDED test), and on a test requiring sustained attention and frontal lobe functioning (i.e., PASAT). Alternatively, no group effects
were found for the women’s ratings of their menopausal and bodily symptoms, sleepiness, aggression, or
mood. The authors noted that these results suggested that the observed cognitive benefits demonstrated
by the women in the GBE group were unlikely due to any of the assessed menopausal/bodily symptoms,
major mood changes, or sleepiness.

Cieza and associates23 also investigated the short-term (i.e., 28 days) efficacy of 240 mg/day GBE (EGb
761A8) on the “mental functioning” of 66 healthy volunteers, without age-associated cognitive
impairment, via a randomized, double-blind, fixed-dose, placebo-controlled, parallel-group, monocentric
design. Participants completed a series of subjective measures concerning their mental and general
health and quality of life, as well as a diversity of tasks that were based on a neurobiologically based
classification of functioning (see Table 4 on page 59 for a listing of the specific tests utilized), both at
baseline and at the end of treatment (i.e., 28 days later). The results of the study indicated that GBE had
significant, positive effects on participants’ self-estimated mental health and quality of life. The GBE,
versus placebo, group also demonstrated significantly better action and reaction motor performances (i.
e., Finger Tapping Test) and judged their subjective mood states more positively during the entire
treatment phase, especially (and significantly more) after 2 weeks of therapy.

Santos and colleagues24 appeared to have reported the results of the first long-term (i.e., 8 months) study
of the efficacy of GBE in 48 non-demented, elderly men. Specifically, the investigation utilized a doubleblind, placebo-controlled, independent group design where participants consumed either 80 mg/day of a GBE [produced by Maze Produtos Quimicos e Farmaceuticos Ltda.] or matching placebo for 8 months.
The men were evaluated at baseline and post-treatment via Single Photon Emission Computed
Tomography (SPECT) scans, measures of blood viscosity, and a diversity of neuropsychological tests
(see Table 4 for a listing of the specific tests utilized). By the end of treatment, the GBE group exhibited
increased cerebral perfusion in several areas corresponding to bilateral frontal, bilateral parietal, right
frontal-parietal, left temporal, and right occipital brain regions, as well as reduced blood viscosity. In
contrast, the placebo group displayed areas of reduced cerebral perfusion and higher blood viscosity.
Furthermore, the GBE, versus placebo, group exhibited improvements on the following: tests of general
intelligence (e.g., WAIS-R Vocabulary, Comprehension, and Similarities subtests), visuospatial abilities
(e.g., WAIS-R Block Design and Object Assembly subtests, Corsi Blocks), attentional processes (e.g.,
WAIS-R Digit Symbol, Toulouse-Pieron Concentrated Attention), information processing speed
(assessed via timed tasks), enhanced verbal memory (e.g., WMS-R unrelated Verbal Paired Associates), delayed retrieval of visual material (e.g., Rey-Osterrieth Complex Figure Test), fewer non-perseveration
errors per category on the Wisconsin Card Sorting Test, and fewer word intrusion, perseveration, and
repetition errors on a verbal free recall task.

Persson and associates25 also examined the utilization of unspecified formulas of ginkgo and ginseng in
healthy volunteers, as compared to age and education-matched control groups that used either no
nutritional supplements or nutritional supplements other than ginkgo or ginseng. For the purposes of this
paper, the data involving participants who utilized only ginkgo, as compared to controls, will be
reviewed. Participants, who were free from organic disease (such as dementia) and scored 24 or greater
on the MMSE, were selected from the Betula Prospective Cohort Study: Memory, Health, and Aging
database (n = 3500) in Sweden. Among the 40 individuals who indicated current usage of ginkgo at the
time of the study, 19 had been utilizing the phytomedicinal compound for 2 or more years, while the
mean ginkgo intake time for the remaining 21 individuals was 5.3 months. Participants were evaluated at
only one time point on a diversity of episodic and semantic memory tests and via questionnaires
concerning individuals’ life style factors and subjective memory ratings (see Table 4 on page 59 for a
listing of the specific tests utilized). The performances of the individuals utilizing ginkgo were then
compared to those obtained by the 2 control groups. With the exception of significantly better
performances by Control Group 2 (see Table 4 on page 62 for inclusion criteria), versus the ginkgo
group, on a cued recall task involving nouns from sentences encoded by verbal rehearsal, no significant
group differences were found for any of the memory measures. As noted by the authors, however, this
study lacked direct control of the dosage and specificity of ginkgo formulas utilized and, thus, did not
report on the dosages or types of ginkgo that were used by participants, nor their overall levels of
compliance over time. Furthermore, participants were evaluated at only one time point. Such concerns
raise questions about the validity of the study’s overall findings and conclusions.

Summary of Short- to Long-Term Studies

A total of 9 published studies were found in the literature that have evaluated the short- to long-term
neuropsychological effects of GBE (and unspecified preparations of ginkgo in one study25) in healthy/
cognitively intact adults. (Short- to long-term studies were defined as the administration of GBE to
healthy/cognitively intact adults for a minimum of 5 days and up to 2 or more years.)

The number of participants enrolled in these studies ranged from a low of 3422 to a high of 262.18 Three
investigations15,16,23 utilized relatively similar numbers of male and female participants, while 3 other
studies18,19,25 included notably more (i.e., n > 20) females than males. Two additional trials17, 24
included only males, while 1 study22 assessed only females. With the exception of 2 investigations16,17
where the mean age of participants fell below 31 years, the remaining short- to long-term studies of
ginkgo involved participants whose mean ages were greater than 55 years. In contrast to the acute
studies, 5 of the short- to long-term trials15,18,19,24,25 included an objective measure to assess
participants’ levels of cognitive intactness (and specified inclusion criteria scores), while 1 study
denoted that participants were without “age-associated cognitive impairment” (as judged by Cognitive
Minimal Screening).23 The remaining 3 studies16,17,22 indicated only that they included “healthy” participants.
All but one investigation25 utilized double-blind, placebo-controlled designs. The duration of the shortto
long-term studies’ GBE/ginkgo treatments ranged from 5 days17 to 2-plus years.25 In addition to a
placebo, treatments involved the administration of various GBEs/ginkgo treatments that were identified
as follows:
• Ginkgo biloba extract EGb 761®,
• Blackmore’s Ginkgo Biloba Forte,
• BioGinkgo 27/7,
• Ginkoba®, Ginkyo One-A-Day (LI 1370),
• A GBE that was only cited as having been produced by Maze Produtos Quimicos e
Farmaceuticos Ltda. and prepared by Magister Medicamentos, Ltda., and
• Unspecified preparations of ginkgo in one study.25

The daily doses of GBE in these trials ranged from a low of 80 mg24 to a high of 240 mg.23 It should be
noted that in one additional study,25 the formula(s) and dose(s) of ginkgo were unspecified and
participants’ levels of compliance with the treatment regimen(s) were not monitored.

A wide array of outcome measures, assessing a diversity of neuropsychological processes, were
administered in the short- to long-term studies. These ranged from standardized and objective
neuropsychological tests that are frequently utilized in clinical practice, to author-generated, subjective,
self-report questionnaires and surveys of caregiver’s impressions of global change.

Significant, positive effects of GBE/ginkgo were found in 6 out of 9 short- to long-term studies.
Specifically, a dose of 80 mg/day of a GBE administered for 8 months was shown to increase cerebral
perfusion in various brain regions and result in a significant reduction in blood viscosity, as compared to
placebo.24 Participants who received this GBE treatment also performed significantly better than
controls on several verbal and performance subtests of the WAIS-R, on 2 subtests from the WMS-R, and
on 3 additional retrieval tasks. In addition, the GBE group exhibited fewer non-perseverative errors per
category on the WCST and significantly more cancellations and fewer errors on a test assessing
concentrated attention, as well as fewer word intrusion, perseveration, and repetition errors on a verbal
free recall task, as compared to placebo controls.

Doses of 120 mg/day of GBE were utilized in 4 of the short- to long-term studies.16, 17, 19, 22 In one
trial,22 after 7 days of 120 mg/day of a GBE, the treatment group, versus placebo controls, displayed significantly better short-term verbal memory on the Digit Matching-to-Sample Test and enhanced
performances on tasks involving rule shifting (i.e., IDED task) and sustained attention (i.e., PASAT).
Stough and associates16 also found significant neurocognitive improvements in participants who
received 120 mg/day of a GBE for 30 days, as compared to placebo controls, on a backwards digit span
task, in working memory speed, and on an auditory verbal learning delayed recall task. Improved
performances on a task involving sequencing and psychomotor speed (i.e., TMT, Part A) were also
noted in a low, versus high, cognitive ability group that received the extract. Furthermore, the GBE,
versus placebo, group self-reported significantly more feelings of clarity and improvements in memory
and attention.

The Mix and Crews research group has conducted 2 clinical trials15,18 that examined the
neuropsychological efficacy of 180 mg/day of a GBE for 6 weeks. Results of these studies revealed that
older, cognitively intact participants who received the phytomedicinal extract for 6 weeks exhibited
significantly more improvement on standardized neuropsychological tests assessing speed of processing
abilities,15 delayed free recall and recognition of auditory-verbal material,18 and delayed recognition of
visual material,18 as compared to placebo controls. Furthermore, in both studies significantly more older
adults who received the GBE, versus a placebo, rated their overall abilities to remember by treatment
end as “improved.”

Another short- to long-term study examined the effectiveness of 240 mg/day of a GBE administered for
28 days.23 Participants in the GBE group exhibited superior performances on a motor task (i.e., Finger
Tapping Test) measuring both action and reaction functions, and they self-rated their levels of mental
health and quality of life higher and judged their mood states more positively during the treatment phase,
as compared to the controls.

In contrast, 3 short- to long-term studies17,19,25 failed to find significant positive results for formulas of
GBE or unspecified ginkgo preparations. As noted earlier, in at least 2 of these investigations, which
utilized either 120 mg/day dose of a GBE for 6 weeks19 or unspecified formulas and doses of ginkgo
products for up to 2-plus years,25 questions/concerns have been raised about the soundness of their
methodologies and validity of their findings. Furthermore, the third investigation17 with null results
utilized the youngest sample of participants (i.e., x < 21.0 years), the shortest treatment/assessment
duration (i.e., 5 days) of any of the short- to long-term studies, and did not conduct baseline cognitive/
memory assessments, which may have contributed to the reported negative findings in this study.
Overall, the majority of investigations that have examined the short- to long-term effects of GBE/ginkgo
in healthy/cognitively intact persons have found the herbal product to improve certain
neuropsychological processes, especially performances on tasks assessing aspects of memory, attention,
and speed of processing abilities. Four of the short-term studies also bolstered their objective
neurocognitive test findings with self-report data, as compared to placebo controls. In 2 of these
studies,15,18 significantly more participants who received GBE rated their overall abilities to remember
by treatment end as improved. In the third study,16 participants reported significantly more feelings of
clarity and improvements in memory and attention. In the fourth study, 23 participants rated their levels of mental health and quality of life significantly higher, and they judged their mood states more
positively during treatment.

Conclusions and Directions for Future Research

Taken together, a total of 16 published studies were found in the scientific literature (through September
2004) which have examined the acute or short- to long-term neuropsychological efficacy of GBE (and
unspecified preparations of ginkgo in one study25) in healthy and cognitively intact adults. Significant
positive results for formulas of GBE were found in 11 out of 16 studies (10 of 15 studies if the Subhan
& Hindmarch7 and Hindmarch8 studies represent the same investigation). Although inconsistencies exist
in this limited body of research, some of the most common positive neuropsychological effects found for
GBE across the acute and short- to long-term studies involving healthy/cognitively intact participants
have been enhanced performances on tasks assessing aspects of memory, attention, and speed of
processing abilities. Furthermore, as cited earlier, complementary subjective/self-report evidence to
support the findings from the objective neurocognitive tests has been provided in four of the short- to
long-term studies that included such measures.

However, this review of the scientific literature on acute and short- to long-term studies has also
revealed a diversity of findings across these investigations. Based on these findings and the array of
ginkgo product formulations, doses, treatments/assessment durations, and outcome measures utilized, as
well as the methodological limitations of some of the investigations (e.g., limited sample sizes, young
ages of participants), future well-designed trials are required to precisely identify the optimum dose(s),
type(s)/formula(s) of ginkgo product(s), and treatment regimen(s). These kinds of trials will maximize
the likelihood of obtaining certain neurocognitive/neuropsychological benefits in particular groups of
healthy/cognitively intact adults (e.g., of varying ages and genders). Specifically, large-scale
investigations (both acute and short-term) are needed, especially with healthy/cognitively intact middleaged
and older adults who often complain of (age-related) memory/cognitive difficulties, that compare
and contrast different formulas, dosage regimens, and treatment/assessment durations of GBE in healthy/
cognitively intact males and females from various age groups. These clinical trials should utilize
rigorous methodology/designs, and precisely define and assess their medical and neuropsychological
inclusionary/exclusionary criteria (e.g., via objective measures of cognitive intactness). Outcome
measures should be carefully selected to ensure that they have been documented to be reliable, valid,
and sensitive measures of particular neuropsychological processes, and that they decrease the possibility
of familiarity/practice effects over successive administrations (e.g., alternate forms). Furthermore,
methodologically sound, longitudinal, clinical trials are also needed that examine the neuropsychological
efficacy of GBE(s) over periods of several months to years to ascertain if additional neuropsychological
benefits/effects become evident and/or if the phytomedicinal compound demonstrates long-term
neuroprotective properties.

Authors’ Biographical Sketches
W. David Crews, Jr., PhD: Dr. Crews is a licensed clinical neuropsychologist, President of Virginia Neuropsychology Associates, Inc. and CogniCheck, Inc. (www.CogniCheck.com) and an Adjunct
Assistant Professor in the Department of Psychology at Virginia Polytechnic Institute and State
University. He has authored/co-authored over 50 peer-reviewed publications in clinical
neuropsychology, behavioral medicine, and the neuropsychological effects of herbal compounds. He has
been awarded Diplomate status through the American Board of Psychological Specialties
(Neuropsychology) and the American Board of Disability Analysts and was elected as a Fellow by the
National Academy of Neuropsychology.

David W. Harrison, PhD: Dr. Harrison is a licensed clinical neuropsychologist and an Associate
Professor and Director of the Neuropsychology Laboratory in the Department of Psychology at Virginia
Polytechnic Institute and State University. He has authored/co-authored over 150 peer-reviewed
publications in clinical neuropsychology and behavioral/cognitive neuroscience. He has been awarded
Diplomate status through the American Board of Psychological Specialties (Neuropsychology),
American Board of Disability Analysts, Neurotherapy Certification Board, American Board of Forensic
Examiners, and the American Board of Vocational Neuropsychology and was elected as a Fellow by the
National Academy of Neuropsychology.

Melanie L. Griffin: Ms. Griffin obtained her Bachelor of Science degree in Psychology from Virginia
Polytechnic Institute and State University and is currently a graduate student at Southeastern Louisiana
University. Upon her graduation at Virginia Tech, she received the Department of Psychology’s
Outstanding Undergraduate of the Year and Undergraduate Researcher of the Year awards for 2004. She
has also served as the clinical research coordinator on a grant-funded trial that examined the
neuropsychological efficacy of cranberry juice.

Katherine D. Falwell: Ms. Falwell obtained her Master of Arts degree in Clinical and Community
Psychology from the University of North Carolina-Charlotte and a Post-Graduate Certificate in Applied
Behavior Analysis from George Mason University. She is currently completing her PhD in Clinical
Psychology at the Fielding Graduate Institute and is employed as a psychologist at the Central Virginia
Training Center.

Tara Crist: Ms. Crist is currently pursuing her Bachelor of Science degree in Psychology at Virginia
Polytechnic Institute and State University, where she also serves as a research associate in the
Neuropsychology Laboratory.

Lesley Longest: Ms. Longest is currently pursuing her Bachelor of Science degree in Psychology at
Virginia Polytechnic Institute and State University, where she also serves as a research associate in the
Neuropsychology Laboratory.

Laura Hehemann: Ms. Hehmann obtained her Bachelor of Science degree in Psychology at Virginia
Polytechnic Institute and State University and is currently a graduate student at Radford University.
Stephenie T. Rey, OTR/L: Ms. Rey obtained her Master of Science degree in Occupational Therapy from Rush Presbyterian-St. Lukes Medical Center/School and is currently a registered and licensed
Occupational Therapist. She also currently serves as a research associate with Virginia Neuropsychology
Associates, Inc.

Address correspondence to W. David Crews, Jr., PhD,
Virginia Neuropsychology Associates, Inc., P.O. Box 11754, Lynchburg, Virginia 24506; telephone:
434-942-9325; e-mail: wdcrewsjr@aol.com..

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